Dodd Frank Trade Execution Developments


Dodd Frank Trade Execution Developments


In February 2014, certain categories of interest rate swaps andindex credit default swaps became subject to the trade executionrequirement under Dodd-Frank. The Act provides a comprehensive regulatory framework for swap transactions that designates the Commodities Futures Trading Commission (CFTC) Franj the Securities and Exchange Commission (SEC) as the primary regulators of the OTC derivatives swap market. The Act provides a very broad definition of swaps to include most OTC derivatives transactions, and it grants the CFTC regulatory jurisdiction over them with the exception of security-based swaps to which the SEC is granted regulatory jurisdiction.

The hallmark of the legislation is the clearing, trade execution, and reporting requirements for OTC derivatives contracts modeled after similar regulatory requirements for securities and commodities to protect In February Developmentts, certain categories of interest rate swaps and index credit default swaps became subject to the trade execution requirement under Dodd-Frank.

This stamPart B - Regulation of Investment Management Alternative Investment Fund Managers Directive Jurisdiction: EU Stage and TimingImplementation of the Directive by Member States was required by 22 July 2013. The Level 2 Regulation applied from the same date.




Trade Developments Frank Execution Dodd

Dodd Frank Trade Execution Developments

Dodd Frank Trade Execution Developments



Add a comment

Your e-mail will not be published. Required fields are marked *

« Previous records « Next records